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Tag: swap dealer

GAIN Capital's GTX Gets Temporary Registration as SEF

Apr 17 2014 19:53:10 in Market

Only a couple of hours ago, the Commodity Futures Trading Commission (CFTC), the big-teeth watchdog of the United States, announced that it had granted a temporary registration as a swap execution facility (SEF) to GTX, a subsidiary of Forex major GAIN Capital. Read more

Rolling Spot Forex May Be Classified as Swap Transaction in the USA

Jun 11 2013 11:56:17 in Market

In March this year we reported on GAIN Capital and FXCM registering as swap dealers with the Commodity Futures Trading Commission (CFTC). Back then that decision seemed a bit weird but we figured that being two of the largest retail forex brokers operating on the US market, Forex. Read more

FXCM and Voluntarily Register as Swap Dealers

Mar 19 2013 18:28:37 in Brokers

As per the U.S. Commodity Futures Exchange Commission's rules, 10-K reports must be submitted within 60 days of the end of the fiscal year. Read more

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