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Tag: net capital

CFTC Slaps $275,000 Penalty on CMS Forex over Capitalization Flaws

Apr 08 2014 06:10:20 in Market

The United States Commodity Futures Trading Commission (CFTC) on Monday imposed a $275,000 penalty on Forex broker Capital Market Services, LLC (CMS) over failures to meet requirements for the capitalization of Futures Commission Merchants (FCM), Retail Foreign Exchange Dealers (RFED) and FDMs. Read more

Belarus Sets Ground for Forex Regulation, Pledges Tax Exemptions

Dec 13 2013 11:33:55 in Market

Belarus may be a small country next to Russia, but it may also get ahead of its grand neighbour in terms of Forex regulation thanks to a draft decree by the president which aims to legalize the business of Forex brokers in the country. Read more

US Introducing Brokers Face Requirement for NFA Membership

Nov 06 2013 08:07:48 in Market

Just as we thought that US Forex regulations cannot get any tougher, the Commodity Futures Trading Commission (CFTC) made a step towards even more rigid oversight via a proposal for some extra tight rules for introducing brokers (IBs). Read more

CFTC Imposes $200,000 Penalty on MB Trading for Financial Requirement Violations

May 15 2013 09:33:15 in Brokers

We haven't heard of MB Trading, a California-based FX broker, for quite some time – in fact the last news about it was rather dismal, as the company closed its UK office in October 2012.    And the disappointing news for the brokerage just keep pouring in, as the U.S. Read more

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