de | cn | ru

Tag: fine

US court orders forex scammer from Texas to pay almost $3 million

Aug 01 2019 12:27:56 Jonathan Smith in Market

  US Federal Court ordered defendant Kelvin O. Ramirez to pay nearly $3 million after he was found guilty of fraudulently soliciting and misappropriating funds from clients in a forex trading scheme, as announced by the US Commodity Futures Trading Commission (CFTC) in mid-July. Read more

Israeli branch of AvaTrade fined $141,000 by local regulator

Jul 25 2019 07:35:03 Jonathan Smith in Market

  The Israeli-regulated division of retail broker AvaTrade – ATrade – was fined 500,000 shekels ($141,000) by the Israeli Securities Authority (ISA) on Wednesday. Read more

Dutch financial regulator fines unregulated broker FPlus Trading

Feb 28 2019 15:07:35 Jonathan Smith in Market

  The Dutch Authority for the Financial Markets (AFM) issued an official statement on Thursday, informing the public that it shall fine unregulated brokerage FPlus Trading. Read more

CySEC slaps fine on InstaForex and ForexMart parent

Aug 03 2018 09:26:17 Jonathan Smith in Market

  The Cyprus Securities and Exchange Commission (‘CySEC’) has imposed a total fine of €130.000 to the owner of InstaForex and ForexMart forex brokers, Instant Trading EU Ltd, for non-compliance with the applicable laws. Read more

CySEC fines €30 000 parent of Trade.com

Apr 04 2018 15:04:31 Jonathan Smith in Market

  The Cyprus Securities and Exchange Commission (CySEC) said it has fined €30 000 the Leadcapital Markets Ltd. Read more

CySEC fines EUR 30 000 owner of iTrader forex broker

Feb 07 2018 08:43:11 Jonathan Smith in Brokers

The Cyprus Securities and Exchange Commission (CySEC) said it has fined EUR 30 000 the owner of theiTrader forex and CFD broker – Hoch Capital Ltd. Read more

FCA slaps GBP 1 mln fine on Interactive Brokers UK

Feb 02 2018 10:22:20 Jonathan Smith in Brokers

 UK’s financial services regulator, the Financial Conduct Authority (FCA), has fined the UK branch of the US brokerage Interactive Brokers (IBUK) GBP 1,049,412, the watchdog said. Read more

CySEC slams Interactive Options managers with €200 000 fine

Oct 20 2017 09:39:22 Jonathan Smith in Market

 The Cyprus Securities and Exchange Commission (CySEC) has announced several board decisions penalizing some of the former senior managers of the Pegase Capital company that operated the binary options brokerage Interactive Options. Read more

FXCM pays $650 K CFTC fine for 2015 undercapitalization

Feb 14 2017 13:13:17 Jonathan Smith in Brokers

FXCM's woes see no end. After last week's shocking regulatory actions against it that forced it to exit the US forex market, where it was the leader, this week the broker took action to resolve another old regulatory issue and pay a $650 000 fine. Read more

FXCM gets $7 mln fine from CFTC, sells US business to Gain Capital

Feb 07 2017 08:31:03 Jonathan Smith in Brokers

In a surprising twist of regulatory fate, FXCM – the largest US retail forex broker – got banned from doing business there and was fined $7 million by the CFTC, all in the fateful afternoon of February 6, 2017. The reason: misleading customers and regulators. Read more

BDSwiss binary options broker pays €150 000 in settlement

Jan 23 2017 14:22:35 Jonathan Smith in Brokers

 The Cyprus Securities and Exchange Commission (CySEC) said it has reached a €150 000 settlement with the forex and binary options broker BDSwiss. The sum has already been paid to the coffers of Cyprus. Read more

Australia’s ASIC fines XForex $30,600 for misleading ads

Nov 03 2015 09:38:05 Forexbrokerz.com in Brokers

Australia’s financial regulator, ASIC, has issued three infringement notices against O.C.M. Online Capital Markets Pty Ltd (OCM), which operates under the trade name XForex, for misleading online advertising and contravening consumer protection laws. Read more

NFA fines FXDD $500,000 for inadequate anti-money laundering program

Dec 13 2014 12:05:11 Forexbrokerz.com in Brokers

National Futures Association (NFA) has fined New York firm FXDirectDealer LLC $500,000 for inadequate anti-money laundering program and failure to supervise. The fine comes seven months after FXDD US retail forex acccounts were acquired by FXCM. Read more

Page 1 2 3
de | cn | ru