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Tag: commodity futures trading commission

GAIN Capital's GTX Gets Temporary Registration as SEF

Apr 17 2014 19:53:10 Forexbrokerz.com in Market

Only a couple of hours ago, the Commodity Futures Trading Commission (CFTC), the big-teeth watchdog of the United States, announced that it had granted a temporary registration as a swap execution facility (SEF) to GTX, a subsidiary of Forex major GAIN Capital. Read more

US Court Slaps $2.2M in Penalties for Forex Ponzi Scheme

Mar 24 2014 08:14:05 Forexbrokerz.com in Market

A district court in Ohio, the United States, has imposed financial penalties of more than $2.2 million on the defendants in a Forex fraud case brought up by the Commodity Futures Trading Commission (CFTC). Read more

CFTC Takes Action against $1.15M Fraudulent Forex Scheme

Mar 21 2014 07:00:03 Forexbrokerz.com in Market

The United States Commodity Futures Trading Commission (CFTC) announced on Thursday that it had taken enforcement action against Dallas citizen Steven Lyn Scott over soliciting clients to pump funds into a fraudulent Forex scheme. Read more

Misleading Forex Lessons Lead to Charges by CFTC

Feb 28 2014 07:51:00 Forexbrokerz.com in Market

The United States Commodity Futures Trading Commission (CFTC) definitely has an eye to detect scams in the Forex sector and its latest actions against a California citizen and her companies  reiterate this ability of the regulator. Read more

CFTC Repeals Registration of Veruus over Forex Fraud

Feb 21 2014 07:18:56 Forexbrokerz.com in Market

The United States Commodity Futures Trading Commission (CFTC) has just shown its big regulatory teeth again to fraudsters in the Forex industry. Read more

CFTC Presses Charges against Forex Fraudsters over $2.3M Scam

Feb 20 2014 07:21:18 Forexbrokerz.com in Market

The United States Commodity Futures Trading Commission (CFTC) on Wednesday announced that it had pressed charges against two residents of North Carolina over numerous violations of the Commodity Exchange Act (Act) and the CFTC regulations. Read more

US Forex Fraudster to Pay $1.5m to Settle CFTC Charges

Jan 16 2014 08:24:58 Forexbrokerz.com in Market

The United States Commodity Futures Trading Commission (CFTC) has managed to obtain an order from a Federal Court in Texas that obliges Mark Rice to pay more than $1.5 million over running and benefiting from a fraudulent Forex scheme. Read more

CFTC Orders Forex Scammer from Florida to Pay $470,000

Dec 13 2013 07:39:23 Forexbrokerz.com in Market

The United States Commodity Futures Trading Commission (CFTC) has wielded the regulatory ax one more time and has ordered David R. Lynch, an alleged Forex fraudster for Florida, to pay more the $470,000 over numerous violations of the Commodity Exchange Act and CFTC regulations. Read more

US Introducing Brokers Face Requirement for NFA Membership

Nov 06 2013 08:07:48 Forexbrokerz.com in Market

Just as we thought that US Forex regulations cannot get any tougher, the Commodity Futures Trading Commission (CFTC) made a step towards even more rigid oversight via a proposal for some extra tight rules for introducing brokers (IBs). Read more

CFTC Acts Tough on Automated Trading: Proposes New Risk Controls

Sep 10 2013 07:19:02 Forexbrokerz.com in Market

The Commodity Futures Trading Commission (CFTC), the U.S. financial sector watchdog, yesterday released a Concept Release on Risk Controls and System Safeguards for Automated Trading Environments, a 137-page long paper addressing the possible risk management of automated trading. Read more

CFTC Imposes $200,000 Penalty on MB Trading for Financial Requirement Violations

May 15 2013 09:33:15 Forexbrokerz.com in Brokers

We haven't heard of MB Trading, a California-based FX broker, for quite some time – in fact the last news about it was rather dismal, as the company closed its UK office in October 2012.    And the disappointing news for the brokerage just keep pouring in, as the U.S. Read more

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