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Tag: cms forex broker

CFTC Slaps $275,000 Penalty on CMS Forex over Capitalization Flaws

Apr 08 2014 06:10:20 in Market

The United States Commodity Futures Trading Commission (CFTC) on Monday imposed a $275,000 penalty on Forex broker Capital Market Services, LLC (CMS) over failures to meet requirements for the capitalization of Futures Commission Merchants (FCM), Retail Foreign Exchange Dealers (RFED) and FDMs. Read more

NFA fines CMS for multiple VT trading platform crashes

Jul 14 2011 21:00:00 in Brokers

Related news: Take the New Virtual Trader for a Spin   National Futures Association (NFA) has imposed a monetary sanction of $75,000 against Capital Market Services LLC (CMS), a Futures Commission Merchant located in New York   CMS operated three trading platforms for its custom... Read more

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