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Tag: SEC

UnitedData charged for a 42 mln ICO scam

Dec 13 2019 18:02:59 Jonathan Smith in Market

The Securities and Exchange Commission (SEC) in the U.S. has charged  Eran Eyal, founder of UnitedData, for conducting a fraudulent initial coin offering (ICO), which has scammed investors of some 42 million USD with unregistered securities. Read more

SEC accused Mediatrix Capital of $125 mln Ponzi scheme

Sep 19 2019 16:46:45 Jonathan Smith in Market

Mediatrix Capital, which claimed that its clients profited for 5 consecutive years without a single monthly loss, and which also was awarded as the Best Family Office Asset Manager in Monaco, is now been accused by U.S. Securities and Exchange Commission (SEC) of running a Ponzi scheme. Read more

SEC settles with Bitqyck and its founders accused of $13m fraud

Aug 30 2019 12:53:53 Jonathan Smith in Market

  The US Securities and Exchange Commission (SEC) has settled with founders of crypto exchange Bitqyck over an alleged $13 million fraud. Bitqyck’s founders Bruce Bise and Sam Mendez will pay a civil penalty of $8.5 million on top of disgorgement and prejudgment interest. Read more

Thai SEC warns against FXtrading Corporation

Aug 28 2019 13:06:37 Jonathan Smith in Market

  The Thai Securities and Exchanges Commission (SEC) warned the public against FXtrading Corporation - a new cryptocurrency scam targeting local investors. Read more

CFTC and SEC clamp down on crypto CFD provider 1Broker

Oct 01 2018 13:27:38 Jonathan Smith in Market

  The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have both filed charges against 1Broker, a CFD provider focused on cryptocurrencies. According to both US agencies, the company operating 1Broker, 1pool Ltd. Read more

SEC charges two individuals for participating in a Ponzi-like scheme

Sep 07 2018 14:08:16 Jonathan Smith in Market

  The United States Securities and Exchange Commission (SEC) has charged two individuals working at Nonko Trading with fraud on Wednesday. Read more

Bitcoin ETFs rejected again by SEC

Aug 23 2018 15:00:32 Jonathan Smith in Market

  The Securities and Exchange Commission of the USA (SEC) once again said no to trading of Bitcoin Exchange traded funds (ETFs). The US regulator has rejected several proposals made in this regard by a subsidiary of the New York Stock Exchange, NYSE Arca. Read more

SEC Acts against High-Frequency Trading Pyramid Scheme

Mar 06 2014 08:49:58 in Market

We haven't discussed high-frequency trading (HFT) since the summer of last year when it turned out that the UK authorities are mulling a tax on this type of market activity. Read more

ConvergEx Brokerage Subsidiaries to Pay $107.4m over Commissions Scam

Dec 20 2013 08:08:27 in Market

The United States Securities and Exchange Commission (SEC) has reached a settlement with three brokerage subsidiaries of technology major ConvergEx Group and two individuals working at the group over financial fraud charges. Read more

SEC Approves 10 Second Rule for Reporting Transactions

May 16 2013 09:03:31 in Market

A couple of days ago, we talked about the fact that the US Commodity Futures Trading Commission (CFTC) decided to make alterations to a rule it had proposed, which would provide better customer asset protection. Read more

FXCM and Voluntarily Register as Swap Dealers

Mar 19 2013 18:28:37 in Brokers

As per the U.S. Commodity Futures Exchange Commission's rules, 10-K reports must be submitted within 60 days of the end of the fiscal year. Read more

SEC May Adopt New Rules To Define Market Terms

Apr 18 2012 18:01:02 in Market

The Securities Exchange Commission (SEC) held an open meeting Wednesday morning to consider whether to adopt rules that would further define a series of terms related to the swaps market. Read more

Hungary State Sec Expects New Agreement With Eu/imf on Funding Deal by March-April

Jan 23 2012 07:31:03 in Market

News Hungary sate Sec Mihaly Varga said on Mon that he expects the govt to reach an agreement on a new funding deal with the EU/IMF by March-April Varga said that he does not see the issue of flat tax as being regarded as a precondition by EU/IMF for securing the deal The material has been prov... Read more

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