de | cn | ru

Tag: CFTC

US court orders forex scammer from Texas to pay almost $3 million

Aug 01 2019 12:27:56 Jonathan Smith in Market

  US Federal Court ordered defendant Kelvin O. Ramirez to pay nearly $3 million after he was found guilty of fraudulently soliciting and misappropriating funds from clients in a forex trading scheme, as announced by the US Commodity Futures Trading Commission (CFTC) in mid-July. Read more

CFTC and SEC clamp down on crypto CFD provider 1Broker

Oct 01 2018 13:27:38 Jonathan Smith in Market

  The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have both filed charges against 1Broker, a CFD provider focused on cryptocurrencies. According to both US agencies, the company operating 1Broker, 1pool Ltd. Read more

US CFTC sues the offshore based forex broker JAFX Ltd.

Aug 01 2018 13:33:55 Jonathan Smith in Market

The Commodity Futures Trading Commission (CFTC) in the US says it has filed a civic enforcement action against a offshore based broker JAFX Ltd., which is registered on the St. Vincent and the Grenadines.   CFTC accuses JAFX Ltd. Read more

CFTC sues “Forex” operator for illegally soliciting more than $700,000 from its clients

Aug 25 2017 07:37:45 Jonathan Smith in Market

The U.S. Commodity Futures Trading Commission (CFTC) announced on Thursday it has filed charges against Thomas Lanzana, Nikolay Masanko, and their companies Blackbox Pulse and White Cloud Mountain. Read more

Gain Capital continues to lose client deposits as Interactive Brokers recovers

Jul 10 2017 10:12:33 Jonathan Smith in Market

The deposits of the four remaining US retail forex brokers -  Gain Capital, Oanda, TD Ameritrade and Interactive Brokers – continue to rise in May, show the figures reported to the US regulator CFTC. Read more

CFTC files a suit against forex broker Tallinex for accepting US clients

Jun 02 2017 12:11:32 Jonathan Smith in Market

The US Commodity Futures Trading Commission (CFTC) has filed a lawsuit against offshore forex brokerage Tallinex for illegally soliciting and accepting at least $1.5 million from US clients. Read more

FXCM pays $650 K CFTC fine for 2015 undercapitalization

Feb 14 2017 13:13:17 Jonathan Smith in Brokers

FXCM's woes see no end. After last week's shocking regulatory actions against it that forced it to exit the US forex market, where it was the leader, this week the broker took action to resolve another old regulatory issue and pay a $650 000 fine. Read more

FXCM expects its US exit to trigger international growth

Feb 13 2017 10:10:07 Jonathan Smith in Brokers

A couple of days after the news about FXCM [NASDAQ:FXCM] leaving US forex market and selling its client base to peer Gain Capital broke, the top forex broker announced key metrics for the nine months, ended 30 September, 2016. According to the data disclosed, FXCM generated a net loss of $13. Read more

FXCM gets $7 mln fine from CFTC, sells US business to Gain Capital

Feb 07 2017 08:31:03 Jonathan Smith in Brokers

In a surprising twist of regulatory fate, FXCM – the largest US retail forex broker – got banned from doing business there and was fined $7 million by the CFTC, all in the fateful afternoon of February 6, 2017. The reason: misleading customers and regulators. Read more

US CFTC approves tighter rules for automated trading

Nov 26 2015 12:03:41 Forexbrokerz.com in Market

The US Commodity Futures Trading Commission (CFTC) has adopted on Tuesday changes to the local regulation, which aim to enhance the regulatory regime for automated trading, to increase transparency and to reduce potential risks arising from algorithmic trading activity. Read more

CFTC charges NZ forex broker IB Capital for accepting US clients

Nov 17 2015 10:03:36 Forexbrokerz.com in Market

  The US Commodity Futures Trading Commission (CFTC) has filed a civil enforcement complaint against New Zealand-registered forex broker IB Capital FX, known under the trade name IB Capital, and two individuals for illegally soliciting and accepting at least $50 million from clients, the Comm... Read more

Client funds held at US forex brokers increase 2.8% m/m in September

Nov 11 2015 13:27:09 Forexbrokerz.com in Market

The total amount of retail forex obligations held at brokers active in the US was $568.3 million in September, according to data from the Commodity Futures Trading Commission (CFTC). Read more

CFTC publishes list of forex and binary brokers illegally soliciting US clients

Sep 15 2015 13:35:24 Forexbrokerz.com in Market

The new registration deficient ‘RED List’ available on http://www.smartcheck.gov includes companies illegally offering forex and binary options trading services to US residents.    Washington, DC — As part of the U.S. Read more

Page 1 2 3 4 5 6 7
de | cn | ru